SEC Filings

Form 6-K
AURIS MEDICAL HOLDING AG filed this Form 6-K on 10/11/2017
Document Outline
Entire Document (660 KB)
Subdocument 1 - 6-K - FORM 6-K
Page 1 - UNITED STATES
Page 2 - Entry into a Material Definitive Agreement
Page 3 - N/A
Page 4 - INCORPORATION BY REFERENCE
Page 5 - SIGNATURE
Page 6 - EXHIBIT INDEX
Subdocument 2 - EX-10.1 - EXHIBIT 10.1
Page 1 - Exhibit 10.1
Page 2 - Custodian
Page 3 - Prospectus
Page 4 - Purchase Price
Page 5 - Capital Increase Account
Page 6 - Kapitalerh hungsbericht
Page 7 - Compliance with Registration Statement Eligibility Requirements
Page 8 - No Governmental Review
Page 9 - Authorization; Enforcement; Validity
Page 10 - Issuance of Purchase Shares
Page 11 - SEC Documents
Page 12 - CO
Page 13 - USPTO
Page 14 - Insurance
Page 15 - No Contract Terminations
Page 16 - Money Laundering Laws
Page 17 - Market Capitalization
Page 18 - Disclosure Controls and Procedures; Deficiencies in or Changes to Internal Control Over Financial Re
Page 19 - Statistical and Market-Related Data
Page 20 - Health Care Laws
Page 21 - PFIC Status
Page 22 - Blue Sky
Page 23 - Non-Public Information
Page 24 - Stop Orders
Page 25 - Prospectus Delivery Period
Page 26 - Other Transactions
Page 27 - N/A
Page 28 - N/A
Page 29 - Exhibit B
Page 30 - 10. RESERVED.
Page 31 - EACH PARTY HEREBY IRREVOCABLY WAIVES ANY RIGHT IT MAY HAVE, AND AGREES NOT TO REQUEST, A JURY TRIAL
Page 32 - Counterparts
Page 33 - Successors and Assigns
Page 34 - No Third Party Beneficiaries
Page 35 - Waivers
Page 36 - IN WITNESS WHEREOF,
Page 37 - EXHIBITS
Page 38 - EXHIBIT A
Page 39 - and
Page 40 - Lincoln Park Capital Fund LLC
Page 41 - EXHIBIT B
Subdocument 3 - EX-10.2 - EXHIBIT 10.2
Page 1 - Exhibit 10.2
Page 2 - Custodian
Page 3 - Material Adverse Effect
Page 4 - Regular Purchase Notice
Page 5 - ab initio
Page 6 - Section 2(c)(i)
Page 7 - Section 2(c)(i)
Page 8 - Section 2(c)(ii)
Page 9 - Exhibit A
Page 10 - Section 2
Page 11 - Accredited Investor Status
Page 12 - No Short Selling
Page 13 - Capitalization
Page 14 - Existing Instrument
Page 15 - IFRS
Page 16 - Acknowledgment Regarding Investor's Status
Page 17 - Environmental Laws
Page 18 - Regulatory Permits
Page 19 - Disclosure
Page 20 - OFAC
Page 21 - Investment Company
Page 22 - Foreign Private Issuer; Emerging Growth Company
Page 23 - Suppliers. Customers, Distributors and Sales Agents
Page 24 - Section 12(a)
Page 25 - Blue Sky
Page 26 - Due Diligence; Non-Public Information
Page 27 - Use of Proceeds
Page 28 - 6. TRANSFER AGENT INSTRUCTIONS.
Page 29 - Section 5(e)
Page 30 - Indemnitees
Page 31 - 10. EVENTS OF DEFAULT.
Page 32 - 11. TERMINATION
Page 33 - Section 5(a)
Page 34 - 12. MISCELLANEOUS.
Page 35 - U.S. Dollars
Page 36 - N/A
Page 37 - Successors and Assigns
Page 38 - Remedies, Other Obligations, Breaches and Injunctive Relief
Page 39 - IN WITNESS WHEREOF,
Page 40 - EXHIBITS
Page 41 - EXHIBIT A
Page 42 - and
Page 43 - Lincoln Park Capital Fund LLC
Subdocument 4 - EX-10.3 - EXHIBIT 10.3
Page 1 - Exhibit 10.3
Page 2 - Registration Statement
Page 3 - Offering
Page 4 - provided
Page 5 - N/A
Page 6 - OBLIGATIONS OF THE INVESTOR
Page 7 - Blue Sky Filing
Page 8 - N/A
Page 9 - CONTRIBUTION
Page 10 - AMENDMENT OF REGISTRATION RIGHTS
Page 11 - EACH PARTY HEREBY IRREVOCABLY WAIVES ANY RIGHT IT MAY HAVE, AND AGREES NOT TO REQUEST, A JURY TRIAL
Page 12 - U.S. Dollars
Page 13 - N/A
Page 14 - IN WITNESS WHEREOF,
Page 15 - EXHIBIT A
Subdocument 5 - EX-99.1 - EXHIBIT 99.1
Page 1 - Exhibit 99.1
Page 2 - About Lincoln Park Capital Fund, LLC