Investor FAQs

General Questions & Answers

When was Auris Medical founded?

We started operations in 2003.

Where is the Company incorporated?

Auris Medical Holding Ltd. is incorporated under the laws of Bermuda.

Where is our headquarters?

Auris Medical Holding Ltd.
Clarendon House
2 Church Street
Hamilton HM 11
Bermuda

On what stock exchange are our shares traded, and what is the ticker symbol?

The Auris Medical Holding Ltd. ticker symbol is EARS. Our shares are traded on the NASDAQ Capital Market.

When was our Initial Public Offering, and what was the offering price?

We went public in 6 July 2014 with trading of our shares starting on August 6, 2014. The issue price was USD 6.00 per share.

Who is our transfer agent?

American Stock Transfer & Trust Company, LLC
6201 15th Avenue Brooklyn
New York, NY 11219
Phone +1(718) 921-8200
www.amstock.com

What is the difference between a shareholder of record and a “street name” holder?

In the United States, the vast majority of shares held by a broker or an agent of that broker are registered under the name of Cede & Co., as nominee for The Depository Trust Company (which acts as depositary and clearing house for many U.S. brokerage firms and custodian banks). If your shares are held in a stock brokerage account or otherwise by a broker, bank, trust or other nominee, then Cede & Co. is considered the record or registered holder, and you are considered the beneficial owner, of those shares, and your shares are said to be held in “street name.” Street name holders generally cannot vote their shares directly and must instead instruct their broker, bank, trust or other nominee how to vote their shares in connection with shareholder meetings.

If your shares are registered directly in your name in the Company’s records, you are considered the shareholder of record with respect to those shares.

How do I become a shareholder of record?

If your shares are held in “street name” and you wish to become a shareholder of record, you can instruct your broker-dealer to move your security position through the Direct Registration System (“DRS”) to American Stock Transfer & Trust Company, LLC (“AST”), the Company’s transfer agent, for direct registration on the Company’s share register held with AST. The DRS provides for electronic direct registration of securities in an investor's name on the books of a company with its transfer agent, and allows shares to be transferred between a transfer agent and broker electronically. If you later wish to sell your shares through your broker-dealer, you may instruct your broker-dealer to request that your shares be moved back to the broker-dealer through the DRS.

Who are the members of our Board of Directors?

You can view our Board of Directors by visiting the Board of Directors section of our website.

Who are the members of our management team?

You can view our management team by visiting the Management Team section of our website.

When does our financial year end?

December 31

Who are the Company’s independent registered public accountants?

Deloitte AG, Zurich, Switzerland

Does Auris Medical Holding Ltd. pay dividends?

We have never paid or declared any cash dividends on our shares, and we do not anticipate paying any cash dividends on our common shares in the foreseeable future.

Where can I find all of Auris Medical Holding’s SEC filings? Where can I download and view quarterly and annual reports?

Quarterly and annual reports, as well as other SEC filings, can be accessed in the Financial Information section of our website or directly from the SEC at www.sec.gov.

How do I contact Investor Relations with a question or request?

You can contact us via email at: Investors@aurismedical.com .
In addition, you can reach Investor Relations by calling: (441) 295-5950.

What is the difference between a shareholder of record and a “street name” holder?

In the United States, the vast majority of shares held by a broker or an agent of that broker are registered under the name of Cede & Co., as nominee for The Depository Trust Company (which acts as depositary and clearing house for many U.S. brokerage firms and custodian banks). If your shares are held in a stock brokerage account or otherwise by a broker, bank, trust or other nominee, then Cede & Co. is considered the record or registered holder and you are considered the beneficial owner of those shares, and your shares are said to be held in “street name.” Street name holders generally cannot vote their shares directly and must instead instruct their broker, bank, trust or other nominee how to vote their shares in connection with shareholder meetings.

If your shares are registered directly in your name in the Company’s records, you are considered the shareholder of record with respect to those shares. Shareholders of record can vote their shares directly.

How do I become a shareholder of record?

If your shares are held in “street name” and you wish to become a shareholder of record, you can instruct your broker-dealer to move your security position through the Direct Registration System (“DRS”) to American Stock Transfer & Trust Company, LLC (“AST”), the Company’s transfer agent, for direct registration on the Company’s share register held with AST. The DRS provides for electronic direct registration of securities in an investor's name on the books of a company with its transfer agent, and allows shares to be transferred between a transfer agent and broker electronically. If you later wish to sell your shares through your broker-dealer, you may instruct your broker-dealer to request that your shares be moved back to the broker-dealer through the DRS.